Ascot Global Trading Limited Ascot Global Trading Limited operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E. 2546 (2003
Royal Orchid Hotel (Thailand) Public Company Limited Royal Orchid Hotel (Thailand) Plc. (“ROH”) failed to comply with the private placement (“PP”) regulations (as specified by the Capital Market
EARTH's requests for extension of the repayment period, which led to EARTH's lack of liquidity. Subsequently, on 2 June 2017, Mr. Phipat granted permission to a brokerage firm to sell EARTH
Mr. Roongroj Saengsastra Between January 2, 2019 and November 22, 2019, Mr. Roongroj Saengsastra, a Director of The Royal Ceramic Industry Public Company Limited (“RCI”) changed his holding of
Mr.Viboon Wadcharasurang Between May 10, 2018 and November 15, 2019, Mr.Viboon Wadcharasurang, a Chief Director of The Royal Ceramic Industry Public Company Limited (“RCI”) changed his holding of
Construction PLC (FOCUS), Inter Far East Engineering PLC (IFEC), and The Royal Ceramic Industry PLC (RCI) - in concealment through trading accounts of eight persons and on a continual basis to mislead and lure
The Royal Ceramic Industry PLC (RCI) by arranging trading accounts of other persons for Mr. Sagha, sending manipulative trading orders, and helping with related financial transactions. The Appeal Court
Phichayarom, an investment consultant of a brokerage firm, in manipulating Tapaco Public Company Limited ("TAPAC") share price by executing trading orders of such share in such a manner that
, an investment consultant of a brokerage firm, in manipulating Tapaco Public Company Limited ("TAPAC") share price by executing trading orders of such share in such a manner that stimulated
Phichayarom, an investment consultant of a brokerage firm, in manipulating Tapaco Public Company Limited ("TAPAC") share price by executing trading orders of such share in such a manner that