confidentiality and data protection. The SEC has put in place internal procedures to ensure that its exercise of powers and duties are consistently applied. Operational Risk Management The SEC has developed its
implementation of appropriate risk management and resource allocation by their board of directors and executives that is practical and meets the standards established by an international organization concerning
audited annual reports largely consistent with international standards. These include disclosure of: industry and company trends and prospects; details on directors; risk and risk management; shareholdings
Risk Management ● Development of Debt Instruments ● Development of New Financial Instruments ● Promotion of Issuance of Non-Voting Depositary Receipt (NVDR) Achieving Efficiency for the Secondary Market
คณะกรรมการควรกำาหนดนโยบายด้านการบริหารความเส่ียง (Risk Management Policy) ให้ครอบคลุมท้ังองค์กร โดยให้ ฝ่ายจัดการเป็นผู้ปฏิบัติตามนโยบายและรายงานให้ คณะกรรมการทราบเป็นประจำา และควรมีการทบทวนระบบหรือ
corporation’s accounting and financial reporting systems. New issues in this chapter include the role of the board of directors in risk management, tax planning and internal audit. There is also a new principle
financial instruments, risk management tools to support capital market development for business sectors, and greater investment alternatives for the public. These efforts have been driven concurrently with
issuance and sale of corporate debt instruments, both onshore and offshore. Launched in April, the country's first derivatives exchange helped to enhance investors' risk management and successfully hit the
securities issuing companies disclose information, including financial statements, management structure, and risk management measures to enable investors, the media, and the SEC to monitor their operation
securities issuing companies disclose information, including financial statements, management structure, and risk management measures to enable investors, the media, and the SEC to monitor their operation