amend its rules to be more flexible without too high operating costs, and cope with more diverse patterns of business operations. This revision focuses on the principle-based regulations, instead of

amend its rules to be more flexible without high operating costs, and cope with more diverse patterns of business operations. This revision focuses on the principle-based regulations, instead of fixed

high net worth investors only.  The new rules will become effective in a year after the announcement date to allow preparation of asset management firms? operations, except revocation of MF for non

Microsoft Word - ELCID - BOD-4-61 London Taxi _EN_ revise November 14, 2018 Subject The investment in another company To President The Stock Exchange of Thailand Eason Paint Public Company Limited

conduct must be as strict as those imposed on the sale of high-risk products and the associated risks must be clearly disclosed;  (8)  Debt issuers must use the raised money to repay for the earlier

Microsoft Word - APCON loan 30 mb Roll-over _EN_ Revise II page 1/4 May 14, 2020 Subject : Notification of extension of financial assistance period to associated company (Connected person) To : The

of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise

SEC is proposing to amend the regulations on unitholding limitations of mutual funds. Proposed amendments include, for example, changing the methods of unitholding calculation and allowing mutual funds to be exempted if asset management companies comply with all obligations, such as widely allocating investment units to the general public, managing liquidity effectively and having measures to prevent mutual funds from being exploited for any other benefit than those which ought to be obta...

SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by

fundraising opportunities.   The SEC is therefore proposing to revise the definition of high net worth investor of infrastructure funds and infrastructure trusts as well from an individual who subscribes