inspection results of 29 audit firms in the capital market, as can be seen in figure 7, reveal that audit firms in the capital market with quality control system inspection results of “acceptable” to “very
summarized as follows: is improved, as the ratio decreases from 3.3 in 2016 to 3.2 and 2.9 in 2017 and 2018 respectively, as shown in figure 4. This cheerful revelation ensures that number of auditors in the
/ regulatory action 5. Advertising, raising customer awareness • One state regulator describes their role as making advisors reveal their “verification of misconduct” (costly verification) • Conditional on a
accounting scandal was uncovered. Skinner and Srinivasan (2012) observed the events between 2004 and 2006 surrounding the revelation of Kabebo’s accounting scandal and the failure of its audit firm ‘ChuoAoyama
, conditions and procedures on management of fund. Management company shall reveal to unitholders, clients or prospective investors, as the case may be, in order to know that such information under paragraph one
Commission on rules, conditions and procedures on management of fund. Management company shall reveal to unitholders, clients or prospective investors, as the case may be, in order to know that such
Please note and reveal the information to know each other. Yours Truly, Pol.Maj.Gen. (Vatin Comsongsri ) Director
สาํคญัของปัญหา http://www.sec.or.th http://www.econ.nida.ac.th แรงจงูใจ Past performance is often the first thing a mutual fund will reveal about itself. “Investors and advisors consider past performance
intermediary and reveal the report in the annual compliance report; (5)1 in case the outsourced function is related to derivatives investment, the intermediary shall outsource such function to a derivatives