SEC had proposed, in principle, to amend the definition of major shareholder of the securities companies which at present is determined based on the “number of voting shares” to the “number of
Investor Return – Mind the Gap ©2015 Morningstar, Inc. All rights reserved. Kittikun Tanaratpattanakit Investor Return – Mind the Gap Agenda 2 gBackground g The Real Test is Whether Investors Succeed
Minority Shareholder. “During the course of assessment, the SEC proactively participated in the revision and promotion of various measures to enhance minority investor protection, resulting in the
(Thailand), on the topic, ?Investor Return ? Mind the Gap? has shown that the most important deciding factor for investors of mutual funds is investment return. Thus, funds that have performed well in recent
: Unapproved public offering of digital token (Disclosure Date : 02/06/2020)
: Unlicensed securities and derivatives business (Disclosure Date : 12/03/2021)
: Unlicensed securities and derivatives business (Disclosure Date : 17/03/2021)
: Unlicensed digital asset business (Disclosure Date : 18/01/2023)
: Unlicensed securities and derivatives business (Disclosure Date : 05/04/2021)
: Unlicensed securities and derivatives business (Disclosure Date : 20/01/2023)