the account of such customer, or which a derivatives business operator has received for or on behalf of a customer in return for delivery of goods under derivatives transaction for the account of a
the account of such customer, or which a derivatives business operator has received for or on behalf of a customer in return for delivery of goods under derivatives transaction for the account of a
of whatever name excluding bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender or purchaser, representing the right of the holder of
bills, divided into units, each with equal value and a predetermined rate of return, issued by any company to a lender or purchaser, representing the right of the holder of such instrument to receive
management of the private fund without giving prior notice; (4) making a representation to the person authorizing the management of the private fund that there will be a profit or return at a certain rate or
Microsoft Word - SEA-ÃÒ©ºÑº 6-3-51.doc (Unofficial Translation)* Securities and Exchange Act (No. 4) B.E. 2551 _________________ BHU BHUMIBOL ADULYADEJ, REX., Given on the day of 23rd February B.E. 2551 Being the 63rd Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to amend the law on securities and exchange; Whereas this Act contains certain provision relating to the restriction of rights and liberties of persons wh...
power to specify in its notification the rules, conditions and procedures relating to collection, disposal or allocation of the property specified under the first paragraph. 13 Chapter 6 Supervision of
trustee under the first paragraph. The SEC Office has the power to specify in its notification the rules, conditions and procedures relating to collection, disposal or allocation of the property specified
and procedures relating to collection, disposal or allocation of the property specified under the first paragraph. Chapter 6 Supervision of Trustee ________________ Division 1 Approval ________________
part. SECTION 33/2 In case of an offering for sale of newly issued securities in the category specified in the notification of the SEC whereby the return of such securities depends on the financial