investors are recommended to study tax manual of long-term equity fund or retirement mutual fund, as the case may be; and (4) if the advertisement indicates that the fund has been approved by the Office, it
information before making investment decision”; (3) in advertising long-term equity fund and retirement mutual fund, the securities company shall have a warning statement that investors are recommended to study
retirement mutual fund, the securities company shall have a warning stating that investors are recommended to study tax manual of long-term equity fund or retirement mutual fund, as the case may be; and (4) if
banned under the law on Supervision of Financial Institutions, either Thai or foreign law, provided that such prohibited characteristics are related to corruption, fraud / managing work in violation of law
(ICO), and operations of digital asset exchanges, brokers and dealers. The regulations are expected to issue within this June. The proposed guidelines have received public comments from several channels
related party transactions? How are the transactions transparent, equitable, reasonable and beneficial to the shareholders? Disclosed information Last period transactions: Names of related party and their
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
-third of its maximum capacity to an individual client, or to a group of associated persons, in case that the buyers/end users of product/services are not the government agencies. This is not applied on