may also be submitted to SEC Complaint Center. The list of the licensed intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in
. Reformation and Legal Framework Extent of director liability index Thai law protects the right of minority investors to bring an action against any director who acts or omits to act in any way that constitutes
transfers capital between businesses that need funding both in the public and private sectors with the saving parties who want to invest. This has effectively increased a diversity of alternatives in fund
systems that may cause damage to investment, fund management inconsistent with prospectus, and incorrect disclosure of information; Stock loss from a trading account, failure of investment consultants
19 in Asia-Pacific) that are signatories of the IOSCO MMoU (as of July 2022). The MMoU, widely accepted as global multilateral information-sharing arrangement among securities regulators around the
the efficiency of the Thai capital market system. The objective is to enable the business sector and market operators in the capital market to grow and expand their operations, while investors are
English (United States) SEC_pichit Our use of cookies We use necessary cookies to make our site work. We'd also like to set
English (United States) SECHelp Our use of cookies We use necessary cookies to make our site work. We'd also like to set optional