enhanced monitoring of and engagement with the investee companies if monitoring pursuant to Principle 3 is considered insufficient. Principle 5: Have a clear policy on exercising voting rights and disclosure
issues related to corporate strategies, environmental, social and governance (ESG) factors of investee companies. Principle 4: Oversee asset managers to apply enhanced monitoring of and engagement with an
investment decisions and engage in active ongoing monitoring of investee companies. 4. Apply enhanced monitoring of and engagement with the investee companies if monitoring pursuant to (3) is considered
as well as production efficiency. In addition, production capacity utilization was also enhanced compared with last year. 3. Other incomes increased by 17.81 million bath, mainly coming from sales of
especially during the first half of the year as compared to the same period of last year. However, the Company has continuing in enhanced its performance and has shown improvements under its business operation
แนวทางของสมาคม enhanced KYC/CDD โดย identify & verify ตามแนวทางที่สมาคมกําหนด - รวบรวมขอมูลเพิ่ม - verify เพิ่มจากแหลงที่เช่ือถือได - การประเมินมาตรการ AML/CFT (กรณีลูกคาที่เปนสถาบันการเงินตางประเทศ
Prioritise Advancing the Best Interest of Clients 40 Principle 3 Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies 42 Principle 4 Apply Enhanced Monitoring of and
(Authentication) 3. การท าความรู้จักลูกค้าเพ่ือให้บริการเหมาะสม (Customer Due Diligence) 4. การทบทวนข้อมูลลูกค้า/ การท าความรู้จักลูกค้าเชิงลึก (Ongoing/ Enhanced KYC) นอกจากนั้น แนวปฏิบัตินี้ยังมีเนื้อหาในเรื่อง
Phatra Securities Plc. for 1Q21 was at 10.84%, continuing to rank 1st from total of 38 brokers. Overall market environment The Thai economy started out at a slow pace in January 2021 due to the resurgence
as compared. The Company has continuously enhanced its performance by improving its net profit margin during the same period of previous year as compared. Please be informed accordingly. Sincerely