. KorNor. 22/2552 Re: Determination of Investment Management not being regarded as Securities Business in the Category of Private Fund Management _____________ By virtue of Section 4 and Section 14 of the
prevention of the conflict of interest and Chinese wall. - demonstrate in detail on the above mentioned measure, at least in the following matters: (a) an organization chart and scope of power, duty and
the trust manager shall meet the following criteria: (1) the person shall demonstrate that it has or will have the staff members who are qualified to be responsible in performing the duties of the trust
significant changes and developments: describe changes of person who has duties concerning REIT management e.g. change of REIT manager, trustee, or property manager; 2.3 REIT management structure: demonstrate
bonds may be determined in expected quantity. In this regard, the applicant shall demonstrate [i] an assumption to use in determination and [ii] an opinion of board of directors of an applicant and a
. Such power and duty shall include: (1) the issuance of rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, license fees
of the Securities and Exchange Commission regarding Determination of Definitions of Institutional Investor, Ultra High Net Worth Investor and High Net Worth Investor. “private equity” means a business
and the determination to drive the business towards sustainability, as deemed appropriate by the Company, to be used as guidelines for investors to understand and monitor future business directions of
as defined in the Notification of the Securities and Exchange Commission concerning Determination of Definitions in the Notifications relating to Issuance and Offer for Sale of Securities. “foreign