. . . . . . . . Capital Market Development Group • responsible for monitoring innovation in global capital markets as well as conducting research on various aspects of the Thai capital market for the SEC’s policy and
the committee to review the work of financial advisers. Moreover, in considering material facts regarding the contravention of laws, rules, and regulations, the SEC https://www.sec.or.th/EN/Documents
Department SCE_Eng_p.1-16 10/29/04, 1:05 AM12 13 (Executive Officers) Mrs. Tipsuda Thavaramara Director Research Department Mr. Trakarn Nopmuang Director Investment Advisor Supervision Department Ms. Duangmon
Department Mr. Trakarn Nopmuang Director Investment Management Supervision Department Ms. Duangmon Teerawikawee Director Legal Department Mrs. Supan Poshyananda Director Research Department Mrs. Tipsuda
redress quickly and cost effectively. This should include promoting alternative dispute resolution mechanisms and considering the establishment of specialised courts. Policy frameworks should encourage
Dept. 28 staff Finance and Administration Dept. 38 staff Strategy and International Affairs Dept. 9 staff Research and Development Dept. 13 staff Information and Communication Technology Dept. 35 staff
://www.sec.or.th/EN/Documents/AnnualReport/pb_ar_2003.pdf Annual Report 2004 for property valuation standards, and the committee to review the work of financial advisers. Moreover, in considering material facts
Structure Investment Management Supervision Dept. 44 staff Broker-Dealer Supervision Dept. 43 staff Investment Advisor Supervision Dept. 32 staff Research Dept. 26 staff Corporate Affairs Dept. 24 staff
practices are relatively infrequent considering the overall normal transactions in the capital market; however, damage incurred from a few cases could tarnish the confidence of investors and stakeholders on a