law and standards. Guidelines 1.3.1 In assessing whether directors and executives have performed their fiduciary duties with the required responsibility, due care and loyalty, reference should
from a person who is required by law to specifically take responsibility. - The debenture holder representative or the mutual fund supervisor fails to act in compliance with his or her power and duties
regarding the Claim of Rights under the Securities and Exchange Act The injured person claims compensation from a person who is required by law to specifically take responsibility. - The debenture holder
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on related party transaction. Audit committee shall have independence as basic qualifications as required by the SET notification, meaning that audit committee shall be independent director. Q: Can
by the board of directors and obligated to equal legal liabilities. Q: Is a listed company required to notify the SEC Office of the appointment of its company secretary after having disclosed such
by the board of directors and obligated to equal legal liabilities. Q: Is a listed company required to notify the SEC Office of the appointment of its company secretary after having disclosed such
required by the SEC. 2.1.3 Prohibited Characteristics of Auditors (1) being put under receivership by the court's order; or being an insolvent, incompetent or quasi- incompetent person; (2
Capital Market Supervisory Board, and the SEC Office. The SEC Code of Governance was prepared as required by law and equivalent to industries and international standards. This is to ensure that the
capital market. The Securities and Exchange Commission (“SEC") adopts various aspects of approaches to regulate debt securities. These approaches include: Approval – issuers are required to apply for the