Governance As an agency with missions for promoting, developing and supervising the capital market, the SEC strives to ensure transparency and credibility of our own operation as well as fairness to all
data as required by law. In the case of personal data obtained through consent, for example, for seminars, the SEC Office will retain your personal data for a period of two years from the date of the
submitted for an approval. The following qualifications will be considered: 1. Compliance with commitments required by the Ministry of Finance. 2. Offering of the bonds is legally made under the foreign laws
law and standards. Guidelines 1.3.1 In assessing whether directors and executives have performed their fiduciary duties with the required responsibility, due care and loyalty, reference should
the name of instruments comply with the requirements. Face value of bills - - - Fast Track - - - Period of time required in observing + considering the application Observation and consideration period
capital market. The Securities and Exchange Commission (“SEC") adopts various aspects of approaches to regulate debt securities. These approaches include: Approval – issuers are required to apply for the
baht or more (unless an exemption is provided to allow offering of bills). - Fast track - - - - Period of time required in observing + considering the application - - 15 days for the consideration
supervising securities businesses; 3. The SEC Office implementing policies, inspecting licensed/approved corporations and individuals, and developing financial products. Meanwhile, the Audit Committee
following f orms and documents; Form 61-1F Application for registration as a foreign auditor in the capital market . Signature of the applicant is required. Applicant's personal record and firm's
establishment of mutual fund (1) Applying for normal approval The mutual fund management company shall submit an application for approval of the establishment of a mutual fund together with all required