prescribe required paid-up capital of a securities company as the SEC thinks fit. (There is no minimum amount of required capital specified in the provision.) 1.4 Conduct rules of securities business
internal control system; (2) reviewing the financial report and financial information of the SEC Office; (3) coordinating with the Office of the Auditor General of Thailand in the matter of auditing https
เป็นต้นไป ประกาศ ณ วันที่ 12 มกราคม พ.ศ. 2565 (นายอาคม เติมพิทยาไพสิฐ) รัฐมนตรีว่าการกระทรวงการคลัง SEC Classification : ใช้ภายใน (Internal) SEC Classification : ใช้ภายใน (Internal)
Office to be the secretary of the Audit Committee. SECTION 14/2 The Audit Committee shall have the following powers and duties: (1) re-examining and giving opinion to the SEC concerning the internal
required under the first paragraph. The application for a license or registration, the issuance of a license or the acceptance for registration shall be made pursuant to the rules specified in the
required under the first paragraph. The application for a license or registration, the issuance of a license or the acceptance for registration shall be made pursuant to the rules specified in the
approval is refused, the applicant shall also be notified of the reasons therefor. SECTION 6.4 Where the signatures of the directors or registrar are required in securities certificates under this Act, the
approval is refused, the applicant shall also be notified of the reasons therefor. SECTION 6.4 Where the signatures of the directors or registrar are required in securities certificates under this Act, the
-transactions-act-expanded ๕ Regulation (EU) No 910/2014 of the European Parliament and of the Council of 23 July 2014 on electronic identification and trust services for electronic transactions in the internal
Regulation (EU) No 910/2014 of the European Parliament and of the Council of 23 July 2014 on electronic identification and trust services for electronic transactions in the internal market and repealing