negative impacts on various environmental issues, for example, power, water, garbage, waste, pollution and mitigation of greenhouse gas problems (if any). In this regard, describe only the information on the
notify such conditions to the counter trader, and the securities company may refuse to purchase or sell within the conditions agreed provided that the securities company clearly explain the ground of
mitigate the severity resulting from natural disaster; (k) waste management system; (l) a business in the nature of multi-infrastructure business under (a) to (k), having all of the following characteristics
price and: (2) In the case where the bid-offer price is conditional, the securities company shall clearly clarify the conditions to the counterparty , and the securities company shall be allowed to refuse
. Clause 35 In case a client ’s suitability to invest in or enter into a transaction of capital market products is unable to be assessed, the intermediary shall refuse to provide any service. However, in
assessed, the intermediary shall refuse to provide any service. However, in case the client is the member of provident fund, the intermediary shall comply with the provisions as prescribed in the law on
and service providing procedures to be in compliance with the provisions stipulated in Clause 5/3. In the case of repeated sale occurring with the communication and providing services of traditional
ทุนที่ซื้อขายในตลาดหลักทรัพย์แห่งประเทศไทยหรือศูนย์ซื้อขายสัญญาซื้อขายล่วงหน้า (repeated sell) ผู้ประกอบธุรกิจสามารถปรับลดขั้นตอนและวิธีการในรายละเอียดของกระบวนการติดต่อและให้บริการแก่ลูกค้าลงได้ตามความ
(Translation) PAGE 112 (Translation) Securities and Exchange Act B.E. 2535 (As Amended) _________________ BHUMIBOL ADULYADEJ, REX., Given on the 12th day of March B.E. 2535; Being the 47th Year of the Present Reign. His Majesty King Bhumibol Adulyadej is graciously pleased to proclaim that: Whereas it is expedient to enact a law on the securities and exchange; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as...