and the two-year period shall be counted from the 1st day of January of the following year. Clause 9. In renewing for approval to be listed in the register of person qualified to be property fund
), or international standards issued by the International Federation of Accountants (IFAC) in case the FAP has yet to issue or amend its standards to be in line with such international standards
approval takes effect as from the approval date and the two-year period shall be counted from the 1st January of the following year. Clause 11. In renewing for approval to be listed in the register of person
fund, management company shall submit an application for an approval to amend mutual fund management scheme to the Office, or performing to amend private fund agreement, as the case may be, to comply
for the purpose of renewing an approval, it shall be deemed that the date on which an approval to be investor contact has previously been granted by the Office shall be the approval date granted by the
, there shall not be any person taking responsibility of the entire process which may render him or her an opportunity to illegally modify or amend the information or operation of computer system. Clause 5
to amend the rules on office hours of securities companies.
Market Supervisory Board or the SEC Office, nor having corrected the financial status or the operating result as ordered by the said authorities. 4.8 Having not been ordered by the SEC Office to amend the
securities company has prescribed securities company to have efficient internal control system, adequate securities system that is adequate for preventing unauthorized person to know or amend information
, or code of conduct announced by the derivatives dealer in compliance with this Notification, or has had an inappropriate behavior as a derivatives dealer , the SEC Office may order such person to amend