Clients. Princ iple 3: Make Informed Investment Decisions and Engage in Active Ongoing Monitoring of Investee Companies. Principle 4: Apply Enhanced Monitoring of and Engagement with the Investee
-worth holders); Asset appraisals shall be renewed at the minimum of every three years after the latest valuation session. The same appraiser is not allowed to conduct valuation of the same infrastructure
world, has enhanced the SEC’s ability to cooperate and request information from other jurisdictions, which will ultimately enhance the SEC’s enforcement capabilities. This reflects SEC’s continued