requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The
invested securities on a regular schedule. Such incidents are beyond the control of the mutual fund management company and the mutual fund supervisor is informed and acknowledged about the situation. (5) The
benefit the remaining unitholders, the mutual fund management company should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units
benefit the remaining unitholders, the mutual fund management company should exercise its discretion in deciding whether to dissolve the fund. The calculation method in the case of investment units
business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
to the international standards. In the case of any remaining investment unit value, the value shall be rounded up for each unitholder not more than 0.01 baht at a time in order of the value of the
than five percent of veto by shareholders attending the meeting and who are entitled to vote. Exceptions to ESOP rules In case of the offer for sale of remaining securities after Rights Offering (RO) to
constant price. Investment unit values allotted to each unitholder shall be rounded up to 2 decimal digits according to the international standards. In the case of any remaining investment unit value, the
auditor possesses any prohibited characteristics; (4) the approval is revoked or suspended for the remaining approval period by the SEC. 2.2 List of SEC-registered auditors 2.3 List of SEC-registered