Commission Notification of the Securities and Exchange Commission No. SorThor. 23/2549 Re: Calculation and Report of Net Liquid Capital Calculation _____________ By virtue of Section 109 of the Securities and
------------------------------ The Securities and Exchange Commission Notification of the Securities and Exchange Commission No. SorThor. 24/2550 Re: Calculation and Report of Net Liquid Capital Calculation (No. 2) _____________ By
and sale or exchange of securities in the Securities Exchange and in an over-the-counter centre by a securities company licensed to undertake securities dealing business; (9) relocate its head office or
or contracts. “ insurance ” means the professional indemtity insurance. Chapter 1 Calculation and Reporting of Maintenance of Capital Division 1 Liquid Assets and Insurance Used for Maintenance of
) 1.2 เงินกองทุนส่วนเพิ่มเพื่อรองรับความต่อเนื่องของธุรกิจ เงินกองทุนสภาพคล่อง (liquid capital) B (เอกสารแนบ 1) 1.3 เงินกองทุนส่วนเพิ่มเพื่อรองรับความรับผิดจากการปฏิบัติงาน liquid capital หรือวงเงิน
person obtaining the commercial banking business license under the law on financial institutions. “ net capital ” means the liquid capital deducted by risk haircuts . “ liquid capital ” means liquid assets
capital ” means liquid capital deducted by risk haircuts ; (3) “ liquid capital ” means liquid assets deducted by total liabilities ; (4) “ liquid assets ” means the total sum of the following assets: (a
August 2004 ; Clause 2 In this Notification: (1) “ net capital ” means liquid capital deducted by risk haircuts ; (2) “ liquid capital ” means liquid assets deducted by total liabilities ; (3) “ liquid
Commission No. Kor Thor 12/2559 Re: Maintenance of Net Capital (No. 6) dated 14 December 2016 . Clause 2 In this Notification: “ net capital ” means the liquid capital deducted by risk haircuts ; “ liquid