SEC is rather to ensure fair treatment and that investors have sufficient tools to protect their own rights. The SEC has used important measures in building confidence of investors as shareholders or
for the best interest of the company; (2) Decision has been made in reliance of information honestly believed to be sufficient; and (3) Decision has been made without own interest, whether directly or
and work systems to ensure orderliness, fairness, efficiency and reliability of market activities, and support appropriate fundraising, investment and securities trading to promote continuing growth of
and work systems to ensure orderliness, fairness, efficiency and reliability of market activities, and support appropriate fundraising, investment and securities trading to promote continuing growth of
been made with ho nest belief and reasonable ground that it is for the best interest of the company; (2) decision has been made in reliance of information honestly believed to be sufficient; and (3
than their own company The roles, duties and responsibilities of directors/ executives Principles The board of directors has good understanding of its roles, duties and responsibilities (through the
resembles the international supervisory framework. The audit quality control regulatory shall be performed at both individual auditor level and firm level. In order to enhance quality and reliability of the
one's own bank account for making payments or receiving payment related to or because of securities trading; 3. Allowing any person to use one's own securities trading account; 4. Making a payment or
one's own bank account for making payments or receiving payment related to or because of securities trading; 3. Allowing any person to use one's own securities trading account; 4. Making a payment or
fully documented according to the SEC Complaint Procedure, which applies to all complaints in general. The complainant must provide the SEC with sufficient facts and related evidence for his or her own