, hereby certify and consent to the followings: 1. I certify that the audit firm has audit quality control system which is sufficient and reliable for supervising its auditors’ work to comply with the
12-month period: As ICO investors can run a risk of losing their entire investment, the SEC received a suggestion that an aggregate limit on the total amount each retail investor can invest in ICOs in
, 2017 for the price of not less than Baht 190 million. The resolution was also aimed to maximize Company and its shareholders’ benefits with the suggestion for Company to pay attention to adverse social
auditor (in case of being under supervision of internationally-recognized regulator) Remarks:- 50,000 baht (Unofficial Translation) 5 No. Details Fee (Baht /Percentage) Complaint and suggestion channels No
for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation of the company; (e) standard and reliable system for data
that is loss (c) efficient internal audit unit responsible for auditing the operation of the company; (d) independent compliance unit with acceptable standards and reliable for inspecting the operation
with which the applicant is affiliated Complaint and suggestion channels No. Complaint / Service channels 1) The Securities and Exchange Commission 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak
enhance its return to profitability, the Company will: • Deliver reliable return with long-term growth opportunity though long-term acquisition in high quality “Real Assets”. • Enhance our assets
compliance unit in which acceptable and reliable standards are adopted. The compliance unit shall be independent to monitor the operation of the derivatives broker. Clause 8 The derivatives broker shall put in