The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required documents through the Online
distinctive goal: to create stability to the Thai capital market, which means quality and outstanding operation results of listed companies; reliable securities trading system; securities trading based on
participate in 2006 ● Amend related laws and regulations to remedy deficiencies in the system, as recommended by IOSCO experts in the pilot self-assessment program Commence the process to become a signatory of
pass this test and strive forward to deliver material and measurable accomplishments. As the market regulator, the SEC shall proceed to secure investors' confidence, build efficient and reliable markets
Bangkok, March 22, 2016 ? The SEC is seeking public comments on the proposals to amend several provisions of the Securities and Exchange Act (SEA) B.E. 2535 (1992) and the Provident Fund (PVD) Act
, reliable forum for a wide variety of products and investment alternatives with reasonable risks and returns for the investing public. With the upcoming inauguration of the deposit insurance regulation, the
that timely and reliable disclosure, including disclosure made on an ongoing basis as laid out by IOSCO standards, is both necessary and desirable. Full adoption of internationally recognised accounting
and Mission The SEC’s vision, mission and objectives aim at supervising and developing the capital market to be efficient, transparent, inclusive, reliable, and in accordance with international
, if the Capital Market Supervisory Board has not informed the securities clearing house or central securities depository of the results of consideration or instructed it to amend the proposed rules or
electronic voting in absentia, including the electronic distribution of proxy materials and reliable vote confirmation systems. In jurisdictions where private enforcement is weak, regulators should be in a