approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed for amendments the scheme before the IPO. Filing an application Methods in applying for
approval for fund establishment may amend the scheme; (2) The mutual fund obtaining an auto-approval are not allowed for amendments the scheme before the IPO. Filing an application Methods in applying for
financial statements of the company shall be accurate and reliable, complying with the rules as specified in Section 56 of the Securities and Exchange Act and being audited or reviewed by an SEC-approved
entities conform to accounting standards, auditing can no longer relies only on individuals but also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable
an innovative organization that adopts digital technology to provide efficient and reliable services that meet stakeholders' expectations. Get to Know Us Strategic Plan Toward International Excellence
traditionally acceptable from persons or juristic persons who have stakes in the SEC operation. This is to ensure that the SEC operation is reliable, transparent and fair to all stakeholders. Ethic, Requirements
application in accordance with the fast track rule must meet the prescribed criteria, for instance, during the past year, there is no record of being ordered to amend its financial statements or to explain or
equal access to information. Information must be accurate, reliable, adequate and timely. In addition, information should be both financial and non-financial which reflects the strengths and weaknesses of
of the registrar is less than 35 and the mutual fund management company does not want to dissolve the fund, the company is allowed to amend the situation within 30 days. At the end of the period, the
of the registrar is less than 35 and the mutual fund management company does not want to dissolve the fund, the company is allowed to amend the situation within 30 days. At the end of the period, the