to suspect the reliability, accuracy or completeness of the information or documents given by a client, the intermediary shall review and update such information without delay by taking the following
and data within an application and are, therefore, specific to each application. • To ensure the accuracy, integrity, reliability and confidentiality of the records and the validity of the entries made
an independent expert in the relevant specific field give an opinion on the accuracy, completeness or reliability of the information presented in the registration statement and draft prospectus. If the
inventory report used to observe inventory physical count differed from the actual count date and an auditor did not examine the accuracy and reliability of the report. As a result, it is inappropriate to use
cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. The Office of the Securities and Exchange Commission Notification of the
accuracy, up-to-date, reliability, or adequacy of the client’s existing records obtained under the KYC/CDD process; (c) it is, or should become, known by the securities company that the database in Clause 14
information or submitting additional supplementary documents; (2) having an independent expert give an opinion on the accuracy, completeness or reliability of the information that appears in the registration
fully updated. CS has not sought to independently verify information obtained from public and third-party sources and makes no representations or warranties as to accuracy, completeness or reliability of
additional information; (2) arrange for an independent expert to provide an opinion relating to the accuracy, completeness or reliability of the information contained in the registration statement and the