Services​​ Contact Information ● Financial crimes (e.g., Ponzi scheme, unauthorized financial transaction) Financial Crime Suppression, the Ministry of Finance Telephone: 1359 Website:   www.1359.in.th

will yield good returns and will effectively reinforce the SEC's financial stability Announcement of signatory Investment Governance Code (I Code)(Thai Version Only) ​​ ​ ​ Our Roles How We Regulate SEC

​ ​Abritation ​ For filing a complaint or sending an inquiry, please use any of the following channels (During business hours) :     ​ e-mail  : complaint@sec.or.th ​ ​ ​​ Telephone  : 1207 press 2 (complaint) or

hours everyday) :     ​ e-mail  : complaint@sec.or.th ​ ​ ​​ Telephone  : 1207 press 2 (complaint) or press 5 (inquiry)​,  081-751-2841,  081-426-5434,  063-959-8383  ​ Postal mail :   ​​​​The Securities

/advertising information / services provided by the company, for instance: Solicitation to buy stocks/derivatives/mutual fund Portfolio information ​Email, address, telephone number, a certified copy of Thai

guidelines ​ ​Auditing Mechanism and Balances​   The SEC Board is empowered to appoint the Audit Committee​ to reinforce transparency, fairness and accountability of the SEC. This checks and balances structure