long information disclosure forms. This idea was well supported from both business operators and investors. SEC is therefore seeking opinions on the draft notification before it becomes into effect
Commission, Thailand As of December 31, 2004 Information Technology Department Mr. Kumpol Sontanarat Director Internal Audit Department Mr. Kajornsak Outthasin Director Investment Adviser Supervision
Audit Department Mrs. Duangjai Dhanasthitya Director Human Resources Department Mr. Kumpol Sontanarat Director Information Technology Department Mrs. Hansa Sri-ityawit Director Finance and Administration
Bangkok, 20 October 2017 ? The SEC is giving its full support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create
support to the Draft Law on Business Promotion and Public Access to Services through Financial Technology B.E ("FinTech Act") to create opportunities for established and potential business operators to
, administrative orders, and administrative sanctions; 3. Information Technology Audit and Cyber Risk Supervision and inspection of information technology risk of business operators ✓ ✓ ✓ ✓ ✓ ✓ 1. Disclosure of
updates on members' mobile phones. Information Technology Development In response to the 2006-2008 Strategic Plan, the SEC continued enhancing its IT capacity toward an e-agency, handling application
achieve their goals. Hence, determination of regulations on supervision of securities clearing houses and central securities depositories, efficient use of information technology (IT governance), and
intended to support decision-makers and practitioners in their efforts to take corpo- rate governance to a higher level. It reflects the discussions and conclusions of the Asian Roundtables in 2009 and 2010
Corporate Finance Dept. 37 staff Accounting Supervision Dept. 24 staff Corporate Governance Dept. 15 staff Enforcement Dept. 45 staff Legal Dept. 30 staff Information Technology Dept. 29 staff Human Resources