activities, yet the scope of SEC authority not covering risks and guarantees for losses from investment, nor compensations for damages incurred to investors in all cases. Other regulated regulators in the
Secretary, Ministry of Justice Director of Office of Justice Affairs, Ministry of Justice Honors Knight Grand Cordon (Special Class) of the Most Exalted Order of the White Elephant Trainings
governance standards of the SEC are rigorous, not lower than the international standards, and not lower than the regulated entities under our own supervision. The governance framework was approved by the SEC
Documents / email/messages related to the application and services Advertising/solicitation documents or trading documents Contract, trading order, confirmation note, etc. 3 Suspicion of fraud or
formulated the SEC Strategic Plan for 2024 – 2026 to set the direction for the supervision and development of the Thai capital market in order to enhance confidence and sustainability within the nation. The
separation of the role of chairman and CEO in order to ensure an appropriate balance of power between the board of directors and the management. UPDATE: The SEC has issued the Notification of the Capital
Plan 2021 – 2025 is the current plan guiding the ACMF over a 5-year period. The ACMF received technical assistance from the Asian Development Bank (ADB) and engaged all ASEAN stakeholders in order to
หน่วยงานภายใตก้ ากบัดูแล (regulated entity) มอบหมาย (delegate) งานบางประเภทใหบุ้คคลท่ีสามปฏิบติัแทน ส านกังานตอ้งมีการก ากบัดูแลการ outsourcing หรือ การ delegation งานดงักล่าวอยา่งครบถว้นเพียงพอและเป็นไป