requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
(ARFP), not exceeding seven business days according to the common regional standards; (3) In the case of a Foreign Investment Fund (FIF), not exceeding five business days from the day the investment
(ARFP), not exceeding seven business days according to the common regional standards; (3) In the case of a Foreign Investment Fund (FIF), not exceeding five business days from the day the investment
banned under the law on Supervision of Financial Institutions, either Thai or foreign law, provided that such prohibited characteristics are related to corruption, fraud / managing work in violation of law
, international or foreign. In assessing the effectiveness of the company’s internal controls and risk management, the board should consider the results of internal controls and risk management at its subsidiaries
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Fund > Cross-border Offering of Funds Regulations SHARE : Detail Content Cross-border offering of funds ASEAN Collective Investment Schemes (CIS) Asia Region Funds Passport (ARFP) Foreign
offering of funds > Foreign Exchange-Traded Fund (Foreign ETF) Foreign Exchange-Traded Fund (Foreign ETF) SHARE : Detail Content SEC regulations on foreign exchange-traded fund (foreign ETF) allow the
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