in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration therefrom. "securities dealing" means a purchase, sale or
. "securities brokerage" means brokering or representing any person in the purchase, sale or exchange of securities in the normal course of business in consideration of a commission, fee or other remuneration
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
paragraph with intention, dishonesty or gross negligence. SECTION 31 In managing a trust, a trustee shall be prohibited to act in conflict of interest with the trust regardless of whether such act is done for
interest with the trust regardless of whether such act is done for the benefit of its own or others’, except where it is the trustee’s claim for its remuneration or where the trustee is able to show that the
in conflict of interest with the trust regardless of whether such act is done for the benefit of its own or others’, except where it is the trustee’s claim for its remuneration or where the trustee is
the normal course of business, excluding the center or network in the manner as specified in the notification of the SEC. “ digital asset broker ” means a person who provides services or holds itself
enter into an agreement or match the order, in the normal course of business, excluding the center or network in the manner as specified in the notification of the SEC. “digital asset broker” means a
in any other means which is not the ordinary business of the company regardless of whether the said act is done by the company or the subsidiary; (7) any other acts as specified in the notification of