Microsoft Word - Representative 2551_en_final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for
Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of
Application for Establishing Representative Office Abroad Securities Company / Derivatives Intermediary Name of Company
representative office in the Kingdom shall obtain an approval from the Office. The representative under the first paragraph shall undertake only those businesses specified in the approval. The provisions of
” means a securities company licensed to undertake securities business in the category of private fund management; “Marketing Representative of Private Funds” means a person appointed by a private fund
Fund Management Company” means a securities company licensed to undertake securities business in the category of private fund management; “Marketing Representative of Private Funds” means a person
outcome 1. A more accurate estimation of cash flows would help the government estimate the level of treasury reserves required to be maintained more precisely and issue regular and appropriate amount of
(SAA), a code of conduct for marketing officers and securities analysts specifically on their roles of giving advice or opinion to clients, avoidance of spreading rumours, and producing of regular
committees, and that directors must make regular assessment of the sufficiency of the companies’ internal control which must be disclosed to the public. Moreover, the SEC has proposed that there will be an
Principles in business operations by Institutional Investors. To facilitate this, Thai Institutional Investors and their representative industry organisations have come together and established a Steering