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Help Center Complaints/Whistleblowers Matters under the SEC Responsibility Complaint Handling Procedure Samples of Documents or Evidence Matters under Supervision of Other Laws
Content Capital Market Supervisory Board Ms . Jantima Phienveja Board Member, Capital Market Supervisory Board Education Master of Laws (LLM
the relevant rules and regulations, including complaint handling, coordination and reporting to the SEC in case of matters liable to violation of the governing laws; ● In case the company ignores or
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
the capital markets under following laws: The law on securities and exchange; The law governing derivatives; The law governing digital asset; The law on trust for transactions in the capital market
o rganization structure The SEC Office’s primary role is to implement the resolutions and policies set forth by the SEC Board and supervise compliance and enforcement of the securities laws. The
: Detail Content SEC Help Center Matters under the SEC Responsibility SEC Help Center can assist you with matters under its supervision in accordance with the governing laws . Conducts liable to the
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agencies and under several laws causes duplication of work, a lack of coherence and continuity. Besides, the highly active market in 1987 drew in short-term speculation that led to unfair market practice