/or assumptions used in the quantitative determination. Issuers with the ability to monitor achieved impacts are encouraged to include those in their regular reporting. Voluntary guidelines aiming at a
monitor achieved impacts are encouraged to include those in their regular reporting. Voluntary guidelines aiming at a harmonized framework for impact reporting exist for energy efficiency, renewable energy
substitute for the guidelines in Items (6) - (7), for example, conduct regular inspection of mobile devices, or if an employee violates the rules, impose a penalty or remove the access right to application
business continuity plans (BCP) in coping with unexpected incidents that may affect their operations. The BCP involves having in place policy guidelines, action plan and regular testing of risk management
always adhered since the debut implementation of CG Manual in 2007. Concurrent with regular revision of its corporate governance guidelines in l ine with international principles, the SEC is also 1. SEC
.. (UNOFFICIAL TRANSLATION) The Office of the Securities and Exchange Commission 12 June 2007 To Managers All securities companies Circular No. SEC.Khor.(Wor) 25/2550 Re: Guidelines for Renewal of
) 25/2550 Re: Guidelines for Renewal of Approval for Investor Contacts In continuation of the Notification of the SEC Office No. SorKhor. 15/2548 Re: Approval for Investor Contacts and Standards of
Sustainability-Linked Bond Principles Voluntary Process Guidelines June 2020 Introduction Sustainability-Linked Bonds (“SLBs”) aim to further develop the key role that debt markets can play in
by the issuing company (“Company”). Preparation and filing thereof should also take into consideration the guidelines, the manual or the disclosure checklist available on the SEC website. - 2 - SEC
The derivatives broker shall put in place policies, regulations, and guidelines for supervising the trading of derivatives by the employees in order to prevent the illegal use of internal information by