shareholding as specified the SEC. Upon the establishment of limited company or public limited company shall file an application for securities business license in the category of securities finance business
so established shall have formation of shareholders and their proportion of shareholding as specified the SEC. Upon the establishment of limited company or public limited company shall file an
securities, as well as important conditions of securities Shareholding structure (the first 10) Shareholder agreements Policy for payment of dividends (both the company and subsidiary) Management structure
follows: Protection of shareholders' right and fair treatment of shareholders Transparent and fair shareholding structure; Directors, executives and major shareholders do not have conflict of interests or
category of mutual fund management shall maintain its shareholding proportion as specified in Clause 3(2) not less than five years from the date of obtaining ecurities business license the category of mutual
clearing and settlement system, or protecting and preserving benefit of customer. Clause 10 Provisions of Clause 3 and Clause 4 shall not be applicable to shareholding by major shareholder existing prior