management of information technology systems as well as the security of the information system is an essential issue in order to prevent the risks that may occur from cyber threats. Therefore, SEC has
The Securities and Exchange Commission (SEC) organized a dynamic training program to enhance essential knowledge and investment insights for financial trainers. SEC Secretary-General Pornanong
capital requirements are also stipulated in the proposed amendments.SEC is now seeking public comments on the revised draft notification on the maintenance of capital which has been refined in certain
investors with additional details essential for informed decision making, and practical for comparative reference.SEC Senior Assistant Secretary-General Prakid Punyashthiti said: ?The proposed revision would
a general approval for individuals who have been ready to perform the duties of PF/DF marketing agents, (2) the relaxation of work system requirements to focus only on those essential for duty
SEC’s 28th Anniversary Celebrations. We have set up two pantries, one at the front entrance and the other at the back ally of the SEC Building, to provide daily essential items such as rice, dry foods
roles in driving and fostering listed companies to operate responsibly in relation to ESG, and exchanged views on good governance practices, which are an essential foundation for creating sustainable
received comments and recommendations from the public consultation at the end of 2022, the SEC has refined the wording of the criteria for more clarity. The key points are as follows:(1) Revision of
(Cyber Incident Management: The Board’s Essential Role)” เพื่อให้คณะกรรมการของบริษัทในภาคตลาดทุน มีความรู้ความเข้าใจเกี่ยวกับปัจจัยความเสี่ยงด้านภัยคุกคามทางไซเบอร์ รวมถึงแนวทางการบริหารความเสี่ยง การ
has been established. 2. Preparation and submission of the pooled fund data report to the SEC The AMCs would be required to prepare and submit the pooled fund data report on the essential information