KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Guaranteed Fund | Offering Date : 26/11/2018 - 30/11/2018

KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Guaranteed Fund | Offering Date : 10/06/2021 - 25/06/2021

KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Guaranteed Fund | Offering Date : 11/02/2019 - 15/02/2019

KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Guaranteed Fund | Offering Date : 28/06/2024 - 19/07/2024

KASIKORN ASSET MANAGEMENT COMPANY LIMITED|Guaranteed Fund | Offering Date : 20/05/2024 - 30/05/2024

weeks and the share certificate including a referral bonus 10 percent without filing the registration statement and the draft prospectus to the SEC Office. Such aforesaid conduct of PB Smart was liable to

account of performing duties dishonestly, misappropriating client assets, and producing false evidence.According to a referral from KASIKORNBANK Public Company Limited (KBANK) and the SEC's further

named in the complaint as aiders and abettors.With a referral from the Stock Exchange of Thailand (SET) concerning trading behaviors of some investors involving suspected collusion with personnel of asset

information for investment decision making such as condition of non- guaranteed by the Ministry of Finance, source of fund for debt repayment and business nature for risk assessment. Like private issuers

According to the findings after a referral from the Stock Exchange of Thailand (SET) and SEC’s further investigation, the offenders were divided into two groups, with details as follows