นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมงานเสวนาเรื่อง “Green and Sustainable Recovery Session” เพื่อร่วมแลกเปลี่ยนความคิดเห็นเกี่ยวกับ
Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain
Bangkok, February 27, 2014 ? The SEC is seeking public comment on draft compilation of rules governing providers of investment services in foreign currency denominated securities and derivatives. The
system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and
rules across all types of personnel and compile existing rules into a single notification for ease-of-use. The compilation of rules into single notification elaborates all related guidelines of capital
securities and derivatives business operators. The revisions will provide a compilation of rules presently specified in a number of notifications for more clarity and appropriateness. According to the proposed
ordered him to pay a minimum fine of 500,000 baht.The SEC appreciated the assistance of The Securities Commission Malaysia in compilation of facts and evidence, which contributed to the successful handling
, relevant impacts and recovery plan, including the reason why the company failed to make necessary preparation in advance to avoid such default. EARTH's board of directors must clarify to the SEC and disclose
discussed issues of common interest among capital market regulators around the world namely, monetary policy and economic recovery in the post-COVID-19 world, establishment of cooperation among
and Recovery from COVID-19 in ASEAN หัวข้อ “HRDD and the Roles of Institutional Investor” โดยกล่าวถึงบทบาทของ ก.ล.ต. ในการขับเคลื่อนเรื่องธุรกิจกับสิทธิมนุษยชนในตลาดทุนไทยตามหลักการชี้แนะว่าด้วยธุรกิจ