) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
), and implementing recommendations from the previous assessment undertaken in 2008. The SEC participated in the assessment during February 2019 and received the overall assessment result of Broadly
the audit quality management system. The SEC will notify the applicant of the result of its consideration within 120 days from the date on which the complete documents and evidence have been received
applicant of the result of its consideration within 120 days from the date on which the complete documents and evidence have been received. 4. Approval Period The approval period is not more
effective date of the previously submitted registration statement, either Form 69 – CIS full or Form 69 – CIS annually update , as the case may be. In the case where there is a material change to the
may be. In the case where there is a material change to the information specified in the effective registration statement and such change has been notified and approved by Home Regulator, the CIS
request approval or filing, but it must comply with the conditions for authorizing PP, such as: Having received an explicit resolution of the shareholders' meeting to approve the offering and such
implementation of adequate systems and controls to ensure that the company complies with applicable law and standards for specified matters, including material investment, related party transaction, acquisition