positions of officers including retirement shall be in accordance with the regulation specified by the SEC. In case where there is reasonable cause, having taken into account of the position and nature of
. In cases where there is a reasonable cause, having taken into account the position and nature of work taken charge by the officers prior to termination of position or duty in the SEC Office, the SEC
officers of the SEC Office including termination through retirement shall be in accordance with the regulation specified by the SEC. In cases where there is a reasonable cause, having taken into account the
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
competition in the capital market so that the investors will be able to access financial services with better quality of services and reasonable fees Amendments Details 1.1 Exemption of specified business
investor protection, the SEC may prescribe that the license holder who undertakes business in a specified manner be exempted from undertaking or undertake in a different manner from the provisions under
trustee to add such particulars and statements to the trust instrument within a reasonable period of time if it is appropriate for the benefit of the beneficiary, and not contrary to the purpose of the
Section 15, the SEC Office shall have the power to direct the trustee to add such particulars and statements to the trust instrument within a reasonable period of time if it is appropriate for the benefit
particulars and statements under Section 15, the SEC Office shall have the power to direct the trustee to add such particulars and statements to the trust instrument within a reasonable period of time if it is