; (f) arranger of the offer; and (g) other parties who are responsible for disclosure contained in the prospectus (if any). C. Auditors 1. Provide the names, addresses and professional qualifications

all directors, executives, employees and staff. The board should ensure adequate mechanisms are in place for monitoring, reviewing and reporting compliance with the company’s policies and guidelines

Microsoft Word - STNYKhor 3_2550_final.doc (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for

, and some also suggested that the timeframe for the preparation and disclosure of PVD factsheet should be consistent in practice across all asset management companies (AMC). The SEC has taken the

authorization. Under the ARFP framework, efforts are made to unify the mutual entry processes for funds that are managed in accordance with the ARFP rules agreed upon among the relevant regulators of the

are prescribed under Section 317 of the Securities and Exchange Act of 1992, Section 155 of the Derivatives Act of 2003, Section 94 of the Trust for Transactions in Capital Market Act of 2007, Section

on the approval for the offer for sale of debt securities in a public offering (PO) or the offer for sale  of certain types of debt securities would require credit rating to be arranged by an approved

Law. The SEC may exempt the requirements for certain types of digital token offering or digital asset businesses.  In case of law enforcement, unfair trading of digital assets will lead to offences

extended to such fund raising method and a smart contract has not yet covered an enforcement of investors’ rights in some issues which are activities occurring outside blockchain * and are not based on the

disclosed in the mutual fund schemes and relevant rules, etc.   The SEC and the SET are therefore proposing the principles for amending the regulations on approval for issuance and offering for sale of newly