? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further
Bangkok, 24 October 2017 ? The SEC has revoked the approval for Mr. Pisist Phong-pheuag, then working for Apple Wealth Securities Public Company Limited, as a capital market investment consultant for
Bangkok, 24 October 2017 ? The SEC has revoked the approval for Mr. Pisist Phong-pheuag, then working for Apple Wealth Securities Public Company Limited, as a capital market investment consultant for
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the
ประเมินตนเองในการปฏิบัติหน้าที่ด้านการกำกับดูแลกิจการที่ดีของกรรมการ บล. และผู้ประกอบธุรกิจสัญญาซื้อขายล่วงหน้า (Self-Assessment Questionnaire) ซึ่งได้ทำหน้าที่และให้ความสำคัญกับการกำกับดูแลกิจการที่ดี
The revocation followed Apple Wealth Securities’ inspection report regarding three clients’ complaints against Nutnicha and the SEC’s further investigation, which revealed Nutnicha’s misconduct as
well as gathers questionnaire data and conducts in-person interviews with representatives from relevant sectors. ___________________________
. Furthermore, the booth also provides a questionnaire game and a coloring corner with Captain SEC and Nong Ton Khaw, which promotes creative and artistic skills for children. Kids and youths who attend SEC
questionnaire available at https://forms.gle/9obfP7SDmaJ5775J7 until 2 June 2020. _________________________