other interested person as specified in the notification of the SEC; (4) purchase and sell futures and options on securities whether in its own name or for customers unless the SEC issues a notification
: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities By virtue of Section 14 and Section 98(5) of the Securities and Exchange Act B.E. 2535 (1992), the Securities
Microsoft Word - E-0075 (Translation) No. CK-17-0000-PO-L-0075 November 15, 2017 Re: Notification of Cancellation and/or Suspension of Land Purchase under the Resolution of the Board of Directors
Share Purchase Agreement with respect to the share purchase transaction of Glow Energy Public Company Limited Attention: President Stock Exchange of Thailand Reference is made to the Information
Section 102 Securities and Exchange Act B.E. 2535 Section 102. The lending of money for the purchase, sale or exchange of securities by a securities company shall be in accordance with the rules
, including its staff members or employees who are aware or in possession of information related to any order for purchase or sale of any digital assets or derivatives related to such digital assets of any
units for exchanging with underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of the securities company or its client during placing short selling order, in case of short
account: (a) there shall be [i] an asset for exchanging with the ETF units or [ii] the ETF units for exchanging with underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of
Page 1 of 2 Ref. GEL.CS.012/2561 25th April 2018 Subject: The disposition of warrants to purchase common stock of Millcon Steel Public Company Limited No.4 (MILL-W4) To: President The Stock Exchange
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