securities and trading securities on behalf of clients. Following a client complaint report filed by Maybank Kim Eng Securities (Thailand) Plc., the SEC further probed into the case and found that {A} advised
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
COMPANY LIMITED FRASERS PROPERTY THAILAND INDUSTRIAL FREEHOLD & LEASEHOLD REIT FUNCTION TRADING PUBLIC COMPANY LIMITED G ABLE PUBLIC COMPANY LIMITED G CAPITAL PUBLIC COMPANY LIMITED G J STEEL PUBLIC COMPANY
- November 24, 2008 through other persons' trading accounts, resulting in the purchase or sale of such share inconsistent with normal market condition, to mislead and lure the public into the trading. The
, resulting in the purchase or sale of such shares inconsistent with normal market condition, to mislead and lure the public into the trading. The public prosecutor issued a prosecution order against the
, 2008 through other persons' trading accounts, resulting in the purchase or sale of such share inconsistent with normal market condition, to mislead and lure the public into the trading. The public