. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
. “derivatives broker” means any person who, in the ordinary course of business, engages or holds himself out to the general public as being ready to engage as an agent in the business of trading in derivatives
integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
Trading Practices Section 38. The provisions under this Chapter shall apply to digital assets which are purchased and sold on a digital asset exchange pursuant to this Emergency Decree. The purchase and
between each other. Section 50. No person shall place, modify or cancel any order for a purchase or sale of digital assets through the digital assets trading system of a digital assets exchange where he or
mutual fund; (7) certificates representing the rights to purchase shares; (8) certificates representing the rights to purchase debentures; (9) certificates representing the rights to purchase investment
) certificates representing the rights to purchase shares; (8) certificates representing the rights to purchase debentures; (9) certificates representing the rights to purchase investment units; (10) any other
-counter centre, organization related to securities business, derivatives business, derivatives trading centre, derivatives clearing house, derivatives regulatory association or any other companies which are
Section 32 or Section 33, as specified in the notification of the SEC Office; (2) any securities which are issued by a third party who grants the securities holders the right to purchase, sell, acquire, or
B.E. 2535: “SECTION 154/1 The Securities Exchange shall promote and maintain the integrity, fairness, accountability and orderliness in the trading of securities listed on the Securities Exchange