supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
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> Equity Instrument > Share Regulations SHARE : Detail Content Equity Instruments Shares Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of a non-listed
for a Public Offering of Digital Assets to the Offering of Digital Assets with Specific Characteristics dated July 7, 2018 (Effective Date of June 16, 2018) The Notification of the Securities and
pros and cons and the costs of compliance 4. Seek approval for the measure from SEC Board/CMSB/SEC Office 5. Conduct public consultation on the measure: focus group meetings/public hearings This
resolution shall not have been passed more than one year. Public advertisement is prohibited. Promotion materials can only be distributed only in the PP cycle. Must not co-sign the filing to allow PP
> Fundraising > Equity Instrument > Share > Offer to sell shares at a discount Regulations SHARE : Detail Content Equity Instruments Public Offering Placement (at discount) Principles Offer for sale of
license in the category of venture capital management under this Ministerial Regulation shall- (1) be a limited company or a public limited company newly established to operate securities business in the
the Securities and Exchange Act B.E. 2535, the Finance Minister prescribes the Ministerial Regulations as follows: Clause 1 Application and approval on establishment of limited company or public
Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange (Codified) Public Offering (PO) Secondary Public Offering (SPO) Private Placement (PP) of shares: in case of