such means as change of position, type of work or work location. Whistleblowers shall be treated fairly and protected by law. For example, they shall not be suspended, threatened, interfered with work or
handling of whistleblowing complaints, including the investigation, any remedial action, and reporting to the board. 6.5.3 The board should ensure that whistleblowers are protected from retaliation as a
important information and supporting evidence to SEC Complaint Center. This includes the followings; 1. Personal information of the complainant, e.g., full name, mailing address and phone number; 2. Power of
investors are appropriately protected, while the business sector and market operators achieve competitiveness through development of various investment products and services. In this regard, the SEC has
) กองทุนรวมมีประกัน (Guaranteed Fund) กองทุนรวมมุ่งรักษาเงินต้น (Capital Protected Fund) กองทุนรวมวายุภักษ์ กองทุนรวมสำหรับผู้ลงทุนในต่างประเทศ (Country Fund) กองทุนรวมหน่วยลงทุน (Fund of Funds) กองทุนรวม
executive? A: No, because it is an action that is in compliance with specified law. Auditor will be protected under whistleblower provisions as specified in Section 89/2. On the contrary, if the SEC probed
, mobile phone numbers, email, addresses on identification cards, and gender, etc. The types of personal data the SEC Office will collect depends on the necessity of the SEC Office in the carrying out of