SEC’s key strategies on tech-driven sustainable growth and prosperity. The conference which attracted more than 300 participants from leading organizations was held at the Centara Grand Hotel
Bangkok, May 15, 2015 ?The SEC is seeking public comment on revisions of rules for securities and derivatives business operators in the areas of fiduciary duties, organization structure, operating system and personnel. The proposed revision is to introduce a compilation of rules, at present, stipulated in a number of regulations; for instance, rules and conditions concerning business undertaking and operating system with a view to applying the same and consistent standards to all types of busine...
Based on information provided by a whistleblower and the SEC’s further investigation, it has been revealed that Morakot has displayed behaviors indicative of conducting securities business in the capacities of an investment consultant and private fund manager without obtaining the necessary license. In this context, he sought public engagement regarding the value of securities and the suitability of investments associated with securities, as well as the management of individuals' investme...
public to be cautious when being asked to trade digital assets. The public should examine whether the operator is on the list of SEC’s digital asset business applicants. SEC reiterates that SEC has not
websites or email: pitchal@sec.or.th. The public hearing ends on 7 November 2023. ___________________Remark:* Any individuals appointed by the Board of Directors of DA operator to be the highest-ranking
. Andrew Beirne, Economic and Prosperity Counsellor and UK Permanent Representative to UNESCAP Ms. Chalisara Suparat, Prosperity Fund Programme Manager Ms. Boonyarat Kittivorawut, Country
ปัญหาสิ่งแวดล้อม และขับเคลื่อนไปสู่ยุคความยั่งยืนบุคคลในภาพ (จากซ้าย)- Mr. Andrew Beirne, Economic & Prosperity Counsellor, from British Embassy Bangkok - นางช่อทิพย์ เศวตรุนทร์ ผู้อำนวยการ ฝ่าย
Bangkok, September 8, 2014 ? The SEC jointly with alliances and partners from the ?Financial Literacy: Road to Thailand?s Prosperity? Project organized an event on ?Preparing for Happy Retirement
Energy Programme is funded by the UK’s Overseas Development Assistance budget under the UK Government’s Prosperity Fund. The programme seeks to support ASEAN countries to transition to low carbon
Pursuant to the existing regulations on standard conduct of business, a securities and derivatives business operator intending to have a third party handle its partial business functions may do so in