Bangkok, August 17, 2015 ? The SEC filed a criminal complaint against Parin Pruksawan for committing front running in the Thailand Futures Exchange (TFEX) with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police). The SEC found that during December 17, 2013 ? January 9, 2014, Parin, then a trader of DBS Vickers Securities (Thailand) Co., Ltd., had front run his clients? futures trading orders through an account linked to him at another broker for his personal gain. This...
Bangkok, 21 November 2016 - The SEC has revoked the approval of eight securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients. In this regard, six of the offenders are banned for the maximum period of 10 years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for misconduct related to the offences of the investment consultants. Following an inspection report of {X1},...
Bangkok, February 12, 2016 ? The SEC is seeking public comments on draft amendments to the principles and regulations on granting of approval for marketing agents of private funds (PF) and derivatives fund (DF) managers to enhance flexibility for business operation and adjust timeframes for approval procedures in accordance with the Licensing Facilitation Act of 2015. The draft amendments have taken into account the important role of PF and DF marketing agents in soliciting investors to use inv...
SEC’s key strategies on tech-driven sustainable growth and prosperity. The conference which attracted more than 300 participants from leading organizations was held at the Centara Grand Hotel
. Andrew Beirne, Economic and Prosperity Counsellor and UK Permanent Representative to UNESCAP Ms. Chalisara Suparat, Prosperity Fund Programme Manager Ms. Boonyarat Kittivorawut, Country
ปัญหาสิ่งแวดล้อม และขับเคลื่อนไปสู่ยุคความยั่งยืนบุคคลในภาพ (จากซ้าย)- Mr. Andrew Beirne, Economic & Prosperity Counsellor, from British Embassy Bangkok - นางช่อทิพย์ เศวตรุนทร์ ผู้อำนวยการ ฝ่าย
Bangkok, September 8, 2014 ? The SEC jointly with alliances and partners from the ?Financial Literacy: Road to Thailand?s Prosperity? Project organized an event on ?Preparing for Happy Retirement
Energy Programme is funded by the UK’s Overseas Development Assistance budget under the UK Government’s Prosperity Fund. The programme seeks to support ASEAN countries to transition to low carbon
COVID-19 situation but also to build a robust foundation for generating growth and prosperity in the long run. _______________________
ปรึกษาด้านเศรษฐกิจและแผนกพรอสเพอริตี้ และผู้แทนถาวรสหราชอาณาจักรประจำ UNESCAP (Economic and Prosperity Counsellor and UK Permanent Representative to UNESCAP) ร่วมกล่าวเปิดงาน เมื่อวันที่ 7 และ 9 มีนาคม