few exceptions, Asian regulatory systems still need to improve their institutional capacity and strengthen their authority in order to ensure companies fulfil their obligations. In some cases, adoption
) (the SEC Act) and the tax regulations in order to reduce obstacles for the secondary market trading of debt instruments. [ Goal 1 ]18 . . . . . . . . ■ A proposal was made to amend the SEC Act to provide
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
asset business, and the requirement that any business operator that cannot maintain its net capital to meet the criteria must cease its business operation immediately in order to prevent any damage to
Other Related Entities in order to Ensure Confidence of the Investing Public ● Supervision of Market Intermediaries - Securities Companies - Asset Management Companies - Inspection - Supervision of those
products and services in order to lessen their dependency on brokerage fee revenue, and launched a securities business liberalization roadmap to get the industry players started on the preparation for the
is considerable scope for the private sector to expand production capacity, while government spending will also be high for the next 5 years in order to support various infrastructural mega-projects
/PB_Detail.aspx?SECID=775 SEC Thailand’s public hearing on the proposal and draft regulation on the digital asset business licensing process and draft regulation concerning the creditability of digital asset
hearing on draft regulations on business governance of digital asset business operators During April – May 2023, the SEC conducted a public hearing to seek comments and suggestions on the proposal to amend
hearing on draft regulations on business governance of digital asset business operators During April – May 2023, the SEC conducted a public hearing to seek comments and suggestions on the proposal to amend