Content Management of Mutual Fund 8. Sale and repurchase of investment units 8.1 An increase or reduction the number of investment units on the next business day. 8.2 The payment for redemption of the
Content Management of Mutual Fund 8. Sale and repurchase of investment units 8.1 An increase or reduction the number of investment units on the next business day. 8.2 The payment for redemption of the
omnibus account under a foreign mutual fund management company. 1.2 Relaxation on the unitholding proportion with condition under the following cases: (1) In the case of unitholding in ETF by the
omnibus account under a foreign mutual fund management company. 1.2 Relaxation on the unitholding proportion with condition under the following cases: (1) In the case of unitholding in ETF by the
comply with the decision of the board of directors. For instance, an internal auditor may be assigned to monitor the allocation, etc. 2. Proportion of IPO shares being allocated Sponsors: not more
person shall establish limited company or public limited company to undertake securities finance business. The company so established shall have formation of shareholders and their proportion of
person shall establish limited company or public limited company to undertake securities finance business. The company so established shall have formation of shareholders and their proportion of
and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of investment units of mutual fund; 2) Redemption payment in the form of securities or
and uniformity in operating standards in the following matters : 1) The sale, redemption, an increase or reduction of investment units of mutual fund; 2) Redemption payment in the form of securities or
); (2) No collection of redundant fees; (3) Casting a vote in the targeting fund is not allowed; (4) D isclosures of investment policy and proportion of investment in the funds under the same