omnibus account under a foreign mutual fund management company. 1.2 Relaxation on the unitholding proportion with condition under the following cases: (1) In the case of unitholding in ETF by the
omnibus account under a foreign mutual fund management company. 1.2 Relaxation on the unitholding proportion with condition under the following cases: (1) In the case of unitholding in ETF by the
comply with the decision of the board of directors. For instance, an internal auditor may be assigned to monitor the allocation, etc. 2. Proportion of IPO shares being allocated Sponsors: not more
person shall establish limited company or public limited company to undertake securities finance business. The company so established shall have formation of shareholders and their proportion of
person shall establish limited company or public limited company to undertake securities finance business. The company so established shall have formation of shareholders and their proportion of
); (2) No collection of redundant fees; (3) Casting a vote in the targeting fund is not allowed; (4) D isclosures of investment policy and proportion of investment in the funds under the same
); (2) No collection of redundant fees; (3) Casting a vote in the targeting fund is not allowed; (4) D isclosures of investment policy and proportion of investment in the funds under the same
(holding shares at a minimum of the supermajority proportion required by the country in which the company is established. In case of any restrictions, sharing holding shall not be less than 40% of the voting
Proportion of Directors of Derivatives Exchange and Prohibited Characteristics of Directors of Derivatives Exchange and Derivatives Clearing House The Notification of the Capital Market Supervisory Board No
Proportion of Directors of Derivatives Exchange and Prohibited Characteristics of Directors of Derivatives Exchange and Derivatives Clearing House The Notification of the Capital Market Supervisory Board No